
Applying for an AFSL/ACL
(Australian Financial Services Licence/Australian Credit Licence)
Applying for an AFSL/ACL through ASIC can potentially be a complicated time and consuming process. Engaging an industry professional can take a lot of the confusion and potential pitfalls away from the process.
My Dealer Services has assisted over 200 licensees in obtaining their own AFSL/ACL. My Dealer Services will guide the applicant throughout the whole process from the initial planning through to the transition of clients under the new licence.
This is done by:
- Assessing the current business model and structure of the applicant
- Identification of educational qualifications and relevant experience of nominated responsible manager/s
- Identification of licence authorisation requirements
- Preparation of all core proofs as supplied to ASIC
- Preparation of all additional and supporting proofs
- Preparation of AFSL/ACL application and lodgement
- Liaising with the applicant and ASIC throughout the assessment process
- Assistance in the obtaining of professional indemnity insurance
- Transition of your business and clients to the new licence including all relevant documentation and plans
Enquire now as to how we can help you in applying for an AFSL/ACL.
